Submitted 2025

Financial Market Effects of FOMC Communication: Evidence from a New Event-Study Database

with Miguel Acosta, Michael Bauer, Francesca Loria, and Silvia Miranda-Agrippino

  • Introduces the USMPD, a novel, public, and regularly updated dataset of financial market data around FOMC announcements, press conferences, and minutes releases.
  • Documents that large monetary policy surprises have made a comeback in recent years, and that press conferences have become the most important source of policy news.
  • Finds pronounced negative effects of monetary policy surprises on breakeven inflation and risk assets, with peak term structure effects at horizons of several years.

This paper introduces the U.S. Monetary Policy Event-Study Database (USMPD), a novel, public, and regularly updated dataset of financial market data around Federal Open Market Committee (FOMC) policy announcements, press conferences, and minutes releases. Using the rich high-frequency data in the USMPD, we document several new empirical findings. Large monetary policy surprises have made a comeback in recent years, and post-meeting press conferences have become the most important source of policy news. Monetary policy surprises have pronounced negative effects on breakeven inflation based on Treasury yields. Risk assets, including dividend derivatives, also respond strongly and negatively to monetary policy surprises, consistent with conventional channels of monetary transmission. Press conferences have stronger effects than FOMC statements on most asset prices. Finally, the term structure evidence shows peak effects on market-based inflation and dividend expectations at horizons of several years.

Redrafting in progress

Getting in all the Cracks: Monetary Policy, Financial Vulnerabilities, and Macro Risk

with Tyler Pike

  • Extracts a small number of factors from a large dataset of financial vulnerability indicators with predictive information on tail risk for economic growth.
  • Finds that price-of-risk indicators (asset valuation pressures) drive short-term macro tail risk, while quality-of-risk indicators (balance sheet vulnerabilities) drive medium-run risks.
  • Shows via a proxy SVAR that an unexpected monetary tightening increases short-horizon tail risk vulnerabilities while reducing them in the medium term.

We estimate the effect of monetary policy on financial vulnerabilities and the implications for risks to the economic growth outlook. We extract a small number of factors from a large dataset of financial vulnerability indicators that contain predictive information on tail risk for economic growth. We find that vulnerabilities arising from asset valuation pressures (i.e., price of risk indicators) drive short-term risks to the macroeconomic outlook, while indicators of vulnerabilities arising from non-financial and financial institution balance sheet vulnerabilities (i.e., quality of risk indicators) drive medium-run risks. We include price and quantity of risk factors in a proxy SVAR, and show that an unexpected tightening in the monetary policy stance increases vulnerabilities that are predictive of short-horizon tail risk, while reducing tail risk vulnerabilities in the medium term.

Submitted 2023

Sticky Leverage: Comment

with Ander Pérez-Orive and Bálint Szőke

  • Revisits the role of long-term nominal corporate debt in the transmission of inflation shocks in the general equilibrium model of Gomes, Jermann, and Schmid (2016).
  • Shows that inaccuracies in the GJS model solution and calibration strategy lead to a model equilibrium in which nominal long-term debt is systematically mispriced.
  • Finds that the quantitative role of corporate leverage in inflation transmission to real activity is 6 times larger in GJS than under the corrected rational expectations equilibrium.

We revisit the role of long-term nominal corporate debt for the transmission of inflation shocks in the general equilibrium model of Gomes, Jermann, and Schmid (2016). We show that inaccuracies in the model solution and calibration strategy lead GJS to a model equilibrium in which nominal long-term debt is systematically mispriced. As a result, the quantitative importance of corporate leverage in the transmission of inflation shocks to real activity in their framework is 6 times larger than what arises under the rational expectations equilibrium.

Working Paper 2023

More than Words: Twitter Chatter and Financial Market Sentiment

with Travis Adams, Diego Silva, and Francisco Vazquez-Grande

  • Builds the Twitter Financial Sentiment Index (TFSI) using NLP on Twitter data; TFSI correlates highly with corporate bond spreads and other price- and survey-based financial conditions measures.
  • Documents that overnight Twitter financial sentiment helps predict next-day stock returns, and that sentiment worsens in response to unexpected monetary tightening.
  • Shows that a deterioration in Twitter financial sentiment the day ahead of an FOMC statement release predicts the size of restrictive monetary policy shocks.

We build a new measure of credit and financial market sentiment using Natural Language Processing on Twitter data. We find that the Twitter Financial Sentiment Index (TFSI) correlates highly with corporate bond spreads and other price- and survey-based measures of financial conditions. We document that overnight Twitter financial sentiment helps predict next day stock market returns. Most notably, we show that the index contains information that helps forecast changes in the U.S. monetary policy stance: a deterioration in Twitter financial sentiment the day ahead of an FOMC statement release predicts the size of restrictive monetary policy shocks. Finally, we document that sentiment worsens in response to an unexpected tightening of monetary policy.

FEDS Paper 2022

Financial Stability Considerations for Monetary Policy: Theoretical Mechanisms

with Nina Boyarchenko, François Gourio, and Andrea Tambalotti

  • Reviews theoretical channels through which financial stability considerations affect the optimal monetary policy stance.
  • Organizes the literature around two classes of mechanisms: those operating through risk premia (price-of-risk) and those through balance sheet vulnerabilities (quantity-of-risk).
  • Discusses how the sign and magnitude of the policy tradeoff depend on the structure of the financial sector and the persistence of vulnerabilities.
FEDS Paper 2020

Monetary Policy Tradeoffs and the Federal Reserve's Dual Mandate

with Isabel Cairó, Vasco Cúrdia, Thomas A. Lubik, and Albert Queralto

  • Analyzes monetary policy tradeoffs between price stability and maximum employment in a structural DSGE model calibrated to the U.S.
  • Characterizes the optimal policy stance under a range of aggregate shocks and assesses its consistency with the Federal Reserve's dual mandate.
  • Evaluates the welfare implications of alternative policy rules and the role of the effective lower bound in shaping the inflation-employment tradeoff.

Peer-Reviewed Journals

American Economic Review 2016

Financial Intermediation, Investment Dynamics, and Business Cycle Fluctuations

Solo-authored

I use micro data to quantify key features of US firm financing. In particular, I establish that a substantial 35 percent of firms' investment is funded using financial markets. I then construct a dynamic equilibrium model that matches these features and fit the model to business cycle data using Bayesian methods. In the model, financial intermediaries enable trades of financial assets, directing funds toward investment opportunities, and charge an intermediation spread to cover their costs. According to the model estimation, exogenous shocks to the intermediation spread explain 25 percent of GDP and 30 percent of investment volatility.

Review of Financial Studies 2020

Core and Crust: Inflation Dynamics and the Term Structure of Interest Rates

with Luca Benzoni and Olena Chyruk

We propose a no-arbitrage model of the nominal and real term structures that accommodates the different persistence and volatility of distinct inflation components. Core, food, and energy inflation combine into a single total inflation measure that ties nominal and real risk-free bond prices together. The model successfully extracts market participants' expectations of future inflation from nominal yields and inflation data. Estimation uncovers a factor structure common to core inflation and interest rates and downplays the pass-through effect of short-lived food and energy shocks on inflation and interest rates. Model forecasts systematically outperform survey forecasts and other benchmarks.

International Journal of Central Banking 2019

Financial Stability and Optimal Interest-Rate Policy

with Thomas Laubach, David López-Salido, and Taisuke Nakata

We study optimal interest-rate policy in a New Keynesian model in which the economy can experience financial crises and the probability of a crisis depends on credit conditions. The optimal adjustment to interest rates in response to credit conditions is (very) small in the model calibrated to match the historical relationship between credit conditions, output, inflation, and likelihood of financial crises. Given the imprecise estimates of key parameters, we also study optimal policy under parameter uncertainty. We find that Bayesian and robust central banks will respond more aggressively to financial instability when the probability and severity of financial crises are uncertain.

Economic Perspectives · Chicago Fed 2012

No-Arbitrage Restrictions and the U.S. Treasury Market

with Luca Benzoni and Olena Chyruk

What is the role of arbitrage trading in the U.S. Treasury market? In this article, the authors discuss the pricing of risk-free Treasury securities via no-arbitrage arguments and illustrate how this approach works in models of the term structure of interest rates. The article ends with an evaluation of market frictions (for example, transaction costs, leverage constraints, and the limited availability of arbitrage capital) in the government debt market and their implications for bond pricing using no-arbitrage term structure models.

Policy Notes & FEDS Notes

FEDS Notes 2024

Financial Conditions and Risks to the Economic Outlook

with Giovanni Favara, Gregory Marchal, and Bálint Szőke

  • Uses financial conditions indicators and a growth-at-risk framework to assess downside risks to the U.S. economic outlook.
  • Finds that deteriorations in financial conditions are associated with significantly elevated probabilities of adverse GDP outcomes over near-term horizons.
FEDS Notes 2023

A New Index to Measure U.S. Financial Conditions

with Michele Cavallo, Giovanni Favara, William B. Peterman, John Schindler, and Nitish R. Sinha

  • Introduces a new Federal Reserve index of U.S. financial conditions, aggregating a broad set of market, credit, and funding market indicators.
  • Shows the index tracks financial stress episodes in real time and has predictive power for near-term economic activity.
FEDS Notes & Economic Perspectives 2022

Monetary Policy, Inflation Outlook, and Recession Probabilities

with Luca Benzoni, Makena Schwinn, Yannick Timmer, and Francisco Vazquez-Grande

  • Analyzes the joint evolution of inflation expectations and recession probabilities during the Federal Reserve's 2022 tightening cycle.
  • Uses yield-curve-based models to quantify the tradeoff between returning inflation to target and the risk of a monetary-policy-induced recession.
FRBSF Economic Letter 2021

The Asymmetric Costs of Misperceiving R-star

with Isabel Cairó, Vasco Cúrdia, and Albert Queralto

  • Shows that central bank misperceptions of the natural rate of interest (r-star) generate asymmetric macroeconomic costs.
  • Finds that the costs of underestimating r-star are larger than those of overestimating it, particularly when the effective lower bound on nominal rates is binding.

Earlier Papers

Term Premium, Credit Risk Premium, and Monetary Policy

with Hiroatsu Tanaka